Stay Out of Trouble! Have an Investment Club Agreement in Place

The number one mistake newbie clubs make is thatresponsibilities, term length and purpose of each
they do not have an investment club agreement inposition.
place before they begin investing. It is imperative- Responsibilities of each individual member, including
that an agreement be developed and agreed upondescription of proper and improper behavior.
by all members right at the formation of a club.- Procedure for removing an unethical, dishonest or
The agreement serves multiple purposes:any other type of unwanted person from the club.
- Assures checks and balances to keep all activities- Due dates and structure of reports necessary for
legitimate.review by the members.
- Defines the responsibilities of the club management- Topics to be covered in regular meetings. The
and who is to fill those roles.meetings may be weekly, monthly, annually, or all of
- Serves as a guideline and mediator when there arethe above.
disagreements in the club.- The number of maximum and minimum members.
- Sets expectations of when meetings and various- Procedure for taking on new members.
reports on the club's activities are due.Once an agreement has been drafted and all
There are several ways to find existing agreementsmembers of the club have agreed to it, it is a good
that can be modified and tailored specifically to anyidea to have an attorney review it. This way, if there
club. The internet is a good resource, as well as anare any problems in the future, either between
attorney or checking at the library. A goodmembers or any questions from the IRS, then the
agreement will include:club is assured of having conducted their affairs
- Job descriptions for each role, including all thelawfully.