Finding a Good Financial Planner

">When choosing a financial planner, it's important to
It can be difficult to find and then build a relationshipknow exactly what you're after - the same as in any
with a financial planner you trust and who is alsorelationship. Don't allow yourself to be intimidated.
looking out for your best interests. It can be a bit likeThe 4 step guide to finding a good financial planner:
finding love at one of those1. Talk it over
over-28-nightclub-attached-to-a-shopping-centreInterview them. Ask them why they are the best
situations - nothing is as it seems.person to manage your money. Ask them about their
The Australian Securities and Investmentsexperience in the industry and their qualifications as
Commission (ASIC) warns that in many cases financialan adviser. It's the first step to avoid being ripped
advisers act merely as salesman for the productsoff.
their employee is flogging. This is because eighty per2. Find out if they are registered
cent of the financial services industry is owned andJump on the net and make sure the financial planner
controlled by the financial institutions that produce theyou're considering is at au. They have to be
product.registered and, by law, advisers must provide you
Most financial planners get paid a commission fromwith a copy of their financial services guide. This
the product they sell you. This makes the way theydetails how they are paid, what investment products
are paid one of the biggest problems in finding athey offer, if they are associated with a financial
financial planner. Some products pay higherinstitution and how the planning firm handles
commissions, and surprise, surprise, you'll find thatcomplaints.
many financial planners structure their advice based3. Check for any affiliations with financiers
on the amount of commission they'll earn, rather thanIf they are affiliated with a financial institution, ask
what's best for you.how this affects their investment decisions. If
Typically, commissions are made up of the followingsomeone is offering to provide you with a 'free
components:financial plan' remember there's no free lunch. You
* What's known as an entry fee which is up to 4 perwant to know exactly how the adviser will get paid.
cent of your investment4. What's your gut feeling?
* A 'trailing' commission of about 0.6 per cent a yearTrust your gut. If you're unsure, walk away.
of the value of your portfolioFollow these steps, ask the right questions and you
* Plus 'soft' commissions (which they are required toand your financial planner will be in for a long and
disclose) to pay for trips to conferences and holidays.happy relationship.