Bad Financial Advice - How to Avoid Being Ripped Off by Financial Advisors

Bad financial advice is often identified after the factgrowth options available (mutual funds) and the actual
or with the 20/20 vision of hindsight. Perhaps it will beallocation (60%) to understand what the alternatives
months or years before you curse the advice thatare. Bad financial advice pales when comparisons of
you were given. The possible consequences of thefinancial logic and options are made.
advice that you are given at a certain juncture may4) Detect self-interest
be difficult for the uninformed to determine.If you're receiving advice from an insurance broker or
That bad financial advice can originate from thebank representative (not that these are the only
average Joe to the "accomplished" financial advisor orpotential sources), you should be able to smell a rat.
financial expert does not make things easier for anyIt would be useful to know if the advice-giver is
of us. Fortunately there are some ways in which yougetting commissions, cutbacks or appears to have an
can better position yourself to identify poor financialunfounded bias for a particular option. You may even
advice.ask them uncomfortable questions like, "How will you
1) Become independently informedbenefit from this?".
The adage is that "knowledge is power" (evenAlternatively, you can ask "What will you get if I
though it is the use and application of knowledge thattake this option compared to the other option?".
can be powerful in many instances). When youAfter you hear the version of "What's in it for me",
educate yourself, you are likely to know whenyou have to force them to answer "What's in it for
something is not accurate or practical about financialyou?". If they squirm and stutter or the answer
advice. We cannot know everything, so you canshows some motive, it may be bad advice.
either become informed before or after the advice is5) Bad advice is typically absolute and lacks context.
given.Suggesting that someone should "always buy term
This way, you can confirm if an insurance agent isinsurance" or always buy "universal life insurance" is
engaging in "churning" or if your friend is giving youstandard bad advice. Why? It can easily be
information that is anathema to your financial plan.contradicted and is not made in any context. "Always
When you're informed you'll also be more aware ofbuy term insurance for short-term life insurance
the consequences and implications of advice thatneeds" is better financial advice. Poor financial advice
you're givensimply does not take into account your particular
2) Ask questionscircumstances or needs.
Bad financial advice cannot usually withstand a stern6) It comes from a questionable source
examination. Even if you're far from an expert onDoes the person seem to have a clear grasp on the
financial matters, you can use basic questions tofinancial topic they're expanding on? Or do they even
uncover a fallacy. If you're interacting with the sourcehave a legal or fiduciary duty to give good advice?
of the bad advice, it's even better. When you askDetermining the expertise, experience and
"Why?" or "How does that work?", you could identifyaccountability of the advice-giver can give you a fair
bad advice because it's often wishy-washy and lacksidea of what bad advice versus good advice is.
cogency.Be very careful about this one though. Some qualified
If you're reading it, you have to look at theexperts are capable of given bad financial advice. The
justifications provided. Each argument has a premise.most important criterion is accountability for the
Bad advice of any kind has fallacious, illogical or invalidadvice that is given. Bad advice is less likely to be
premises and roots. Asking the right questions orgiven by those against whom redress can be sought.
"playing dumb" can really help you delayer the badConclusion
advice until the poor assumption or sinister motive isSuccessfully detecting bad advice may require a
revealed.combination of these methods. It would not
3) Compare the advice to alternativesnecessarily be enough to ask questions if you have
Whether you have to compare the advice you'reno clue or idea of what's out there. However, with at
getting to other options or perspectives does notleast five ways of identifying bad financial advice, it
matter. If someone tells you that you should placeshould be less of a problem. Always remember that
60% of your investment portfolio in certain stockbad advice is a cancer that can handicap or
options, you have to evaluate both the alternativedevastate your financial plan. Early detection is vital.